11 August 2006 External T.I. 2006-0195781E5 F - Bourses de perfectionnement -- summary under Subsection 5(1)

Before going on to indicate that Natural Sciences and Engineering Research Council of Canada fellowships paid to host organizations to cover $30,000 of the minimum $40,000 cost of engaging graduates to engage in authorized research projects likely were employment income “because of the relationship of subordination that appears to exist between the … recipient and the host organization,” and after referring to the Sagaz and Wolf decisions, CRA stated:

As a result of these judgments, the CRA has developed an approach to assess the overall relationship between the parties to determine the nature of the working relationship. Under this approach, a three-step process must be followed:

(1) At the outset, it is necessary to ask the following question: Is the person who has been engaged to provide the services providing them as a self-employed person or as an employee?

(2) Seven well-defined elements must then be analyzed. Those elements are as follows:

  • The level of control the payer has over the worker's activities.
  • Does the worker provide their own equipment?
  • Can the worker subcontract the work or hire assistants?
  • What level of financial risk does the worker assume?
  • Does the worker have to assume a level of responsibility for investment and management?
  • Does the worker have the opportunity to profit from the performance of the work?
  • Any other relevant factors.

(3) In addition to the first two components, the CRA must also consider the intention of the parties.

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