28 June 2017 External T.I. 2017-0705431E5 - funds held in settlement account -- summary under Paragraph 12(1)(c)

Settlement funds received by a law firm from the defendant in a class action suit are held in a settlement trust, to be applied solely for compensating class members after approval of the terms of the settlement by final Court order. In the meantime, a T5 slip is issued annually to the “law firm in trust” respecting interest earned on these funds.

After finding that the trust was not exempt from tax on the interest income under s. 149(1)(w), it indicated indicated that the trustees of the trust were required to file T3 returns on the basis inter alia of s. 150(1.1), which requires the trust to file returns if tax is payable by it.

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